Securities BackOffice Solutions, Inc. develops and supports securities commission and compliance software for broker dealers, brokerage firms, banks and insurance companies operating in the securities industry.  

SBOS, Inc. was founded in 1997 for the sole purpose of designing a true automated securities commission system for the independent broker dealer.  We believe our commission software Securities ProStation® more than meets that objective.

SBOS, Inc also offers an automated compliance exception reporting system, Securities SurveillanceStation™ that was designed based on our staff’s securities compliance expertise. 

Today both systems are used by several small, medium and large broker dealers throughout the United States to maximize back office efficiency and minimize operational and compliance costs.

Mission Statement

Securities BackOffice Solutions, Inc.’s mission is to provide innovative and superior quality software systems that enable our clients to fully automate all aspects of their securities business. We accomplish this by anticipating and responding to changes in the industry. We are committed to providing the securities industry with the best software products and customer support to ensure your companies success.

The principal owners of Securities BackOffice Solutions, Inc. have over 25 years experience in the securities industry in the areas of broker dealer management, compliance, operations, trading and software system design.

We believe our greatest asset is our knowledge of the securities industry and our ability to customize our systems to your particular method of business while providing a superior level of service to each of our users.